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Team Compliance Biographies
           

In seeking to achieve only the highest standards of integrity within the financial industry, Grandview Capital has developed a detailed Compliance Program which includes the following:




The Board of Directors of Grandview Capital Inc.(GCI), together with its affiliates, has adopted the following Code of Ethics. The Code applies to all Financial Professionals employed by GCI and is enforced with the intention of ensuring a continuous level of integrity within the company’s financial reporting and transactions. Grandview Capital’s Code of Ethics



Additionally, FINRA Rules 3510 and 3520 require firms to create and maintain a Business Continuity Plan (BCP) for use in the event of a significant business disruption.  Grandview Capital's Business Continuity Plan
 


 
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